Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Specific proficiency in the following areas: Risk Management Compliance Management Project Management Regulatory Change Management Technology and Process Improvements Reporting & Analysis Contract Management and Negotiation Legal Review and Research. Provide support on a variety of complex regulations while monitoring policies, procedures. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other issues as they arise, and organizing and participating in committees or projects responsible for the quality and timelines of plan compliance services. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. Routed and scheduled of freight pick ups for compliance orders. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Since Nov. 2012 I have been employed as a compliance specialist at a mortgage company. Getting the compliance analyst position you want will require putting your best foot forward–something a great resume can help with. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Debit, credit and total accounts on computer spreadsheets and data bases, using specialized accounting software. Operate 10-key calculators, typewriters, and copy machines to preform calculations and produce documents. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Provided superior customer service to campaign managers and other staff seeking information on behalf of accounts. Skills : Artificial Insemination,Reading dairy pedigrees, Working. Maintained text based rule summaries with updated information as it became available. Administered Value Added Service Program for customers that require standard and custom pricing, ticketing and Floor Ready presentation. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Also brings energy, enthusiasm and creative solutions to complex problems. Coordinates and supports all compliance related programs such as compliance testing and reporting, and internal controls testing to ensure compliance to laws and regulations. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Updated departmental standard operating procedures and database to accurately reflect the current practices. Detected and Monitored vendor compliance, violation charges, responding to and implementing corrective action plans immediately. Reviewed and updated outside business activities and outside brokerage accounts. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Click on the customize button to customize this resume with our … I Also Have Experience In Policy And Procedure Review, Six Sigma Process Reviews, Project Management, And MS Office Applications. If you have the space to include it, … Strengths in leadership with the ability to work independently and in a team environment. This is one of the hundreds of Corporate Compliance Specialist resumes … Assigned and graded weekly tests to support ensuring 80% accuracy was maintained. Trained and supervised two new interns working on projects assigned by upper management and myself. Associates Degree in IT Computer Science. Excellent ability to focus on continuously identifying and addressing the strategic issues that can most affect the company's structure. Consulted with product management, claims and sales management to keep field abreast of changes. Communicated business groups potential risks for non-compliance. Key Accomplishments Drafted and implemented all QA Compliance Standard Operating Procedures (SOPs) and Warehouse/Distribution department internal audit procedures. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Responsibilities of a Compliance Specialist. Work well in a high-pressure environment. Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Accepting residents rental payments and giving legal receipts. Responsible for all audits of the Sales Force, Sales Operations department, and practitioner signature verifications. Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Performed extensive research pertaining to State and Federal Election Laws. Compiled and submitted audit reports/corrective action plans to Sales Force and Sales Management. Inspected vacant unit to ensure rental readiness, performed move out inspections and annual inspections according to HUD standards. Summary : Compliance and risk management professional with experience in financial services. 5yrs in customer service experience. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. I attended The Ohio State University Newark campus for two years and received my Associate of Arts degree. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. A winning Compliance Officer’s resume should highlight strong ethics and a willingness to encourage and promote corporate integrity. To ensure company’s compliance with relevant regulations and standards, the professionals will need certain skill sets such as – adept at implementing, knowing and regulating companies so that they comply with the laws; familiarity in dealing with businesses and top management in a tactful way; industry experience; and a deep knowledge of regulations, investigations and auditing. Monitored projects and regulatory agencies reporting requirements. Collaborated with Operations department to support new product development, sustain engineering projects, and manage quality control programs. Assisted CCO and Compliance team with compliance-related tasks, with planning, developing and implementing projects of some complexity-appropriate regulatory, disclosures and other filings through CRD. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. If you have worked before as a healthcare compliance specialist or are presently working in that role and are making a resume for a new position, you can create the professional experience section of your resume … Not every Compliance Specialist resume includes a professional summary, but that's generally because this section is overlooked by resume writers. 846 Loving Acres Road. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. Submitted non conformance reports to FDA and state agencies. Conducted customer meetings to provide status of program operations, quality standards and production metrics. Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Headline : A highly accomplished compliance and legal professional in the financial services industry. Effectively developed strategies with managerial staff when critical issues were identified and immediate action was required. Conducts research, track compliance training and review all marketing materials utilizing basic regulatory framework and general regulatory and internal controls. Skills : Seventeen years of experience in the financial industry that includes Operations, Management, and Risk Management. Created compliance bulletins. Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Check out real resumes from actual people. Led in the creation of audits and reviewed processes to include notification and resolution. Hard and determined worker,Works well with others, Excellent verbal and written communication skills, Superior organizational, follow-up skills, and strong multi-tasking skills. Objective : To pursue a career path focused on bringing value to an institution through fantastic customer service by way of direct customer service interaction and by leading associates to perform at high standards and with strong ethics. Maintain device and equipment quality requirements. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Hire Now SUMMARY: Dynamic and highly motivated finance professional with a track record of delivering strong results with … Performed UDAAP risk assessment. Compliance Specialist defined and explained. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. The best examples from thousands of real-world resumes, Handpicked by resume experts based on rigorous standards, Tailored for various backgrounds and experience levels. Prepare reports, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions. Skills : Phone Etiquette, Customer Service Skills, Quick Learner, Cash Handling, Type 45 Wpm, Excel. Try Now! Identified and resolved system and account issues. You may find that experience in other jobs will help … Find out what is the best resume for you in our Ultimate Resume Format Guide. Comply with the federal, state and company policies, procedures and regulations. Your resume is the primary marketing document used in your job hunt, … Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. Recognized for having a strong work ethic. Some even allow job seekers to upload or post a resume … Implemented and analyzed quarterly and year end attestations. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. Communicated with vendors/procurement to purchase equipment for the department at the FDA's request, such as scales/balances for product measurement and securable storage cages for product waste. Worked with program management team to ensure all national vendor requirements were met, Monitored continuing program compliance for over 3,000 units in five states. Skills For Mortgage Compliance Specialist Resume Respond to state and federal agency inquiries and complaints promptly Supports internal customers to ensure compliance with state or federal lending … There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Supervised and monitored policy and procedure accuracy for over 50 employees. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Skills : MicroSoft Office, QuickBooks Pro. Instituted a first sale duty savings program resulting in annual import cost savings of $800,000. Compliance Officer resume: Verify and manipulate data in various software applications pertaining to the maintenance and analysis of CRA, HMDA and Fair Lending data. Answered compliance/RESPA related questions via the phone and email from loan officers, branch managers, and internal personnel. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. These specialists have a number of different duties, including gathering and evaluating information, … I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Acted as multi-organizational, customer service representative. Composed letters to consumers explaining the complaint investigation findings. Processing and documentation of International shipments. Developed and implemented Compliance Training for all Sales Representatives and Sales Management. Investigated sales and marketing compliance issues and identify areas of opportunity for quality improvement. Ensured contributions and expenditures were within State and Federal limits. Headline : To obtain a position utilizing my strong communication skills, customer service expertise, and operational excellence, while continuing growth and contributing to the profitability of the organization. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. Facilitated annual compliance meetings to home office staff and registered representatives in the field in order to keep everyone current with new company and regulatory policies and rules. Perform data entry, answer inquiries about the company, and compile financial records. Perform Compliance Reviews, prepare reports and provide to management for distribution. Ensured compliance with all applicable state and federal election laws, rules, and regulations. Heading Theodore Thumper 34 Eat Street Squashed Peas, GA, 34749 Cell: (555) 987-1234 example-email@example.com Summary Regulatory Compliance Specialist … Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Managed the equipment calibrations for over 250 units, including maintaining a monthly schedule of calibrations, organizing the department's equipment records, and producing documents upon the auditor's request. Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. To be a Compliance Specialist I typically requires 0-2 years of related experience. 3yrs data entry clerk experience. Skills, duties & more. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Managed day-to-day financials for Candidate Committees and Political Action Committees (PACs), including processing payroll, disbursements and receipts. Developed and implemented new policies and procedures and quality processes for expansion in all areas of the business. Build the best Compliance Specialist Resume and get hired! Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Assisted with internal and regulatory audit inquiries and preparation. Designed, implemented and conducted Compliance processes for a start-up of a pick pack warehouse containing over 1200 SKU's. Objective : Dependable, accurate professional with extensive experience in administrative support. Well versed in greeting visitors, scheduling appointments, and handling administrative and clerical duties. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Resume Details. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Stayed abreast of industry and compliance trends; recommended and implemented changes to internal company processes as needed. You can use this as base to create a resume for your job application. Compliance Specialists ensure that the company they work for follows the rules pertaining to their particular industry. Communicated with State Boards, upper management and clients on new or existing rule issues. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Tracked support staff via Traincaster to ensure required courses attended. Wrote and revised department GMPs/SOPs in a timely manner in response to rapid procedural changes due to consent decree obligations. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. Recognized by management and staff as an expert in customs classification guidelines and import/export documentation requirements. Work is closely managed. Worked with Graphic Design Services in Aberdeen in the creation of all our marketing flyers from conceptualization to distribution. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Relevant Certification is also strongly desired. Research compliance-related questions, regulatory changes, and laws and regulations affecting new products and services. Processed Client Information Profile (CIP) verifications using Lexis-Nexus/Bridger Insight program. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Provided support to MCS personnel in order to continuously improve procedures and help others make the best decisions while complying with the Medicare Managed Care Manual, the Medicare Prescription Drug Benefit Manual, ASES, OIG, Office of Commissiones of Insurance and Affortable Care Act regulations. Reviewed and researched daily AML (Anti-money laundering) reports. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Known for possessing exceptional analytical and investigative skills as well as excellent verbal, written and presentation skills. Create strategies and plans for product approvals including inspections. Complete orders by recording names, addresses, and purchases; referring ordering for filling. Strong communicator with all levels of management. Environmental Compliance Specialist Resume. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Implemented process updates to close gaps in processes. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. enrollments plus completions (from 553 in 2010 to 683 in 2011 YTD across all [company name] brands). 20+ compliance specialist resume samples to customize for your own use. Skills : Green Belt Six Sigma, A+ Certification, Network+ Certification. Works well in team environment as well as individually. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Compliance Specialist III assists in the development and implementation of compliance programs for the organization. Skills : Phlebotomy, Microsoft Word And Excel. Assisted with the analysis and interpretation of regulatory compliance requirements Reviewed recent proposed activities by regulatory agencies to determine potential impact on company operations. This is a real resume for a Corporate Compliance Specialist in Livonia, Michigan with experience working for such companies as Encore Rehabilitation. The Compliance Specialist I works on projects/matters of limited complexity in a support role. Exposures in both arenas include working in cooperative teams to achieve common goals while balancing the demands of individual tasks. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Meet and greeted potential prospects and current residents in a timely and courteous manner to ensure the highest quality of customer service and satisfaction. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions. What the Regulatory Compliance Specialist Resume Objective Should Tell Prospective Employers. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Firm and flexible with proven effectiveness dealing with internal conflicts. Objective : Human Resources Professional with experience in Full Cycle Recruiting, International HR, Immigration, Expatriate Relocation, Training and Payroll in the Oil and Gas Industry. Identifies prospects by reading telephone and zip code directories and other prepared listings. Reviewed all marketing materials to meet state, federal, and company requirements. Compliance Specialists list bachelor's degrees in environmental science, or a related field, as a minimum educational background on their resumes. Word, PowerPoint. Submitted marketing materials via HPMS for CMS approval. Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Headline : Experienced, goal oriented, and accomplished, professional experienced in leadership, event planning, colleague development, conflict resolution, and human resources seeking a mutually beneficial professional opportunity to provide key management skill and quality service to employer while expanding professional experience to meet and exceed employer expectations in a changing global marketplace. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management.
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